James Hok Fan Thomas
湯學帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Hok Fan Thomas (湯學帆), a licensed former licensee with CE reference ADK136. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2018-11-20 | 2022-05-13 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-17 | 2018-03-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2008-11-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-12-20 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-20 |