Thomas Lee Gordon Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Lee Gordon Jr ( ), a licensed former licensee with CE reference ADJ268. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-27 | 2020-03-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-01 | 2004-03-01 |