Sandy San Ming Wan
萬三敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy San Ming Wan (萬三敏), CE reference ADI757. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Hung Kai Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2024-09-10 | 2025-04-23 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2024-09-10 | 2025-04-23 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 — Asset management | 2024-09-10 | 2025-04-23 |
| Micro Connect (H.K.) Investment Management Limited | Rep | Type 9 — Asset management | 2023-10-30 | 2024-05-21 |
| Micro Connect (H.K.) Investment Management Limited | Rep | Type 4 — Advising on securities | 2023-09-11 | 2024-05-21 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-24 | 2023-05-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-24 | 2023-05-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-13 | 2023-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-09 | 2019-10-29 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-04-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-17 | 2013-10-31 |