Christina Wai Ling Chan
陳慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christina Wai Ling Chan (陳慧玲), a licensed former licensee with CE reference ADH481. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-08-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-08-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2006-08-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 9 - Asset management | present | 2004-08-30 |