Nancy Juliette Lam
林蘭倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Juliette Lam (林蘭倩), a licensed former licensee with CE reference ADH459. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-18 | 2006-11-30 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-29 | 2005-08-17 |
| Szehope & Company 世灝證券公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-01 |
| Szehope & Company 世灝證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| Szehope & Company 世灝證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| Szehope & Company 世灝證券公司 |
Rep | Type 9 — Asset management | present | 2003-09-01 |