Nancy Juliette Lam
林蘭倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Juliette Lam (林蘭倩), a licensed former licensee with CE reference ADH459. This person has 3.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-18 | 2006-11-30 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-29 | 2005-08-17 |
| Szehope & Company 世灝證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-01 |
| Szehope & Company 世灝證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-01 |
| Szehope & Company 世灝證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-01 |
| Szehope & Company 世灝證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nancy Juliette Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.