Lan Ling Wang

CE No. ADG966 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Ling Wang, a licensed former licensee with CE reference ADG966. This person has 5.1 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 - Advising on securities 2008-09-01 2009-02-11
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 - Dealing in securities 2006-09-18 2009-02-11
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 6 - Advising on corporate finance 2006-09-18 2009-02-11
Marc Faber Limited Rep Type 9 - Asset management 2006-01-10 2006-08-11
Marc Faber Limited Rep Type 4 - Advising on securities 2005-12-31 2006-08-11
Marc Faber Limited RO Type 4 - Advising on securities 2005-06-30 2005-12-31
Marc Faber Limited RO Type 9 - Asset management 2005-06-30 2006-01-10
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-10-30
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-30
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-30

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Lan Ling Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Markus Faber Marc Faber Limited 2005–2006
Andrew Pieter Mantel Marc Faber Limited 2006
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