David Kwok Shing Lu
魯國城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwok Shing Lu (魯國城), a licensed former licensee with CE reference ADF094. This person has 1.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 9 - Asset management | 2007-03-05 | 2008-01-15 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-26 | 2008-01-15 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2006-10-26 | 2007-03-05 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-05 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Kwok Shing Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.