Hay Tsing Lau
劉希靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hay Tsing Lau (劉希靖), a licensed former licensee with CE reference ADE705. This person has 5.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-31 | 2008-07-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-31 | 2008-07-31 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-29 | 2005-01-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-29 | 2005-01-31 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-01-13 | 2004-08-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-31 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Hay Tsing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Susan Wai-Lan Chan | Barclays Capital Futures Hong Kong Limited | 2004–2005 |
| Andrew James Devonald | Barclays Capital Futures Hong Kong Limited | 2004–2005 |
| Rodney Ramon Banus | Barclays Capital Futures Hong Kong Limited | 2004–2005 |
| Royce Chi Yau Ling | Barclays Capital Futures Hong Kong Limited | 2004–2005 |
| Chou Eng Goh | Barclays Capital Futures Hong Kong Limited | 2004–2005 |
| Jacques Wai Hung Han | Barclays Capital Securities Asia Limited | 2004–2005 |
| Sheung Kam Yau | Barclays Capital Securities Asia Limited | 2004–2005 |
| Michael Justin Gronow | Barclays Capital Securities Asia Limited | 2004–2005 |