Tat Wing Lai
黎達榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wing Lai (黎達榮), a licensed former licensee with CE reference ADE032. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-27 | 2007-09-03 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-02-27 | 2007-09-03 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-02-27 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-21 |