Mohan Subramaniam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohan Subramaniam, a licensed former licensee with CE reference ADD198. This person has 7.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-29 | 2012-12-20 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2007-05-22 | 2008-11-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2008-11-06 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2007-05-22 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-09-30 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mohan Subramaniam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.