Mohan Subramaniam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohan Subramaniam ( ), a licensed former licensee with CE reference ADD198. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-29 | 2012-12-20 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2007-05-22 | 2008-11-06 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-02 | 2008-11-06 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-02 | 2007-05-22 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-09-30 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-25 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 9 — Asset management | present | 2005-01-25 |