Shirley Chui Yee Chan
陳翠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Chui Yee Chan (陳翠儀), a licensed former licensee with CE reference ADA660. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-13 | 2013-08-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-06-13 | 2013-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-06-13 | 2013-08-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-06-13 | 2013-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-06-13 | 2013-08-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-06-13 | 2013-08-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-24 | 2007-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-24 | 2007-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-25 | 2006-07-17 |