Paul Daniel Bernard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Daniel Bernard ( ), a licensed former licensee with CE reference ADA646. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2011-04-28 | 2011-12-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 — Advising on securities | present | 2011-12-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 — Asset management | present | 2004-11-30 |