Kwok Wai (SFC:ACZ323) Ho
何國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai (SFC:ACZ323) Ho (何國偉), a licensed former licensee with CE reference ACZ323. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bonus Eventus Securities Limited 博恩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2023-11-13 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-16 | 2016-11-03 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-16 | 2004-12-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-13 |