Shamus Hassan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shamus Hassan ( ), a licensed former licensee with CE reference ACX995. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-04-04 | 2021-08-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-04-04 | 2021-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-04-04 | 2021-08-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-04-04 | 2021-08-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-04-04 | 2021-08-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-04-04 | 2021-08-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-01-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2006-01-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-02-11 |