Kenneth Allen Cooper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Allen Cooper ( ), a licensed former licensee with CE reference ACW742. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aidyia Limited |
RO | Type 9 — Asset management | 2012-12-20 | 2018-06-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-11 | 2011-11-19 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-10-11 | 2011-11-19 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-02 | 2010-07-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-18 | 2010-07-09 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-28 | 2010-07-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-19 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-19 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-19 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-19 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-19 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 7 — Providing automated trading services | present | 2003-05-19 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-19 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 9 — Asset management | present | 2003-05-19 |