Chim Hoi Yiu
姚暹開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chim Hoi Yiu (姚暹開), a licensed former licensee with CE reference ACW457. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-05-25 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-23 | 2009-12-19 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | present | 2008-11-18 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2008-11-18 |