Andrew James Niles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Niles ( ), a licensed former licensee with CE reference ACW164. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-04 | 2015-10-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-04 | 2015-10-12 |