Judy Ming Kuen Wong
黃明娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Ming Kuen Wong (黃明娟), a licensed former licensee with CE reference ACU158. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-05-16 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-04-23 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-09 | 2013-09-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-10-09 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-30 | 2006-10-09 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-08-30 | 2006-10-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-09 | 2013-09-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-12-09 | 2013-09-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-10 | 2005-12-09 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-10 | 2005-12-09 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-10 | 2007-07-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-19 | 2005-08-19 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-19 | 2005-08-19 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-08-19 | 2005-08-19 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-10 | 2004-08-19 |