Wai Kit (SFC:ACQ914) Lam
林惠傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit (SFC:ACQ914) Lam (林惠傑), a licensed former licensee with CE reference ACQ914. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-21 | 2018-12-08 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | 2012-05-21 | 2018-12-08 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-03 | 2012-05-01 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2009-09-03 | 2012-05-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-05-13 | 2012-05-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-29 | 2012-05-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-29 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |