Lai Yee (SFC:ACN746) Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Yee (SFC:ACN746) Chan ( ), a licensed former licensee with CE reference ACN746. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-06 | 2008-01-09 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 9 — Asset management | 2006-09-06 | 2008-01-09 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-17 | 2006-03-10 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-17 | 2006-03-10 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-17 | 2006-03-10 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2004-07-06 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-07-06 |
| HSBC Private Trustee (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-07-06 |