James Hillyer Boice III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Hillyer Boice III, a licensed former licensee with CE reference ACN485. This person has 5.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | Type 6 - Advising on corporate finance | 2013-08-30 | 2016-03-23 |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2013-08-30 | 2016-03-23 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-26 | 2011-08-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-05-26 | 2011-08-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2011-05-26 | 2011-08-09 |
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2011-05-26 | 2011-08-09 |
| Wells Fargo Securities Asia Limited | RO | Type 9 - Asset management | 2009-01-08 | 2011-05-26 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2008-04-25 | 2011-05-26 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2008-04-25 | 2011-05-26 |
| Wells Fargo Securities Asia Limited | RO | Type 6 - Advising on corporate finance | 2008-04-25 | 2011-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Hillyer Boice III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.