Lawrence Jiang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Jiang ( ), a licensed former licensee with CE reference ACM894. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-17 | 2017-02-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2017-02-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-30 |