Nicholas James Andrews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Andrews ( ), a licensed former licensee with CE reference ACM817. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-02 | 2012-06-29 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2005-05-18 | 2009-11-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | present | 2009-11-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 — Advising on corporate finance | present | 2009-11-01 |