Anthony Ming Chit Wah
華明哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Ming Chit Wah (華明哲), a licensed former licensee with CE reference ACM458. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-14 | 2019-03-08 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-03 | 2013-10-15 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-05-03 | 2013-10-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-02 | 2008-07-16 |