Bruce Howard Ruffy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Howard Ruffy ( ), a licensed former licensee with CE reference ACM329. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-21 | 2015-12-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-14 | 2007-06-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2005-01-25 |