Sheldon Trainor-Degirolamo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheldon Trainor-Degirolamo ( ), a licensed former licensee with CE reference ACL894. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PacBridge Capital Partners (HK) Limited |
RO | Type 6 — Advising on corporate finance | 2009-03-17 | 2016-01-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-01-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-10-10 | 2009-01-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-10-10 | 2009-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-01-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-01-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2007-10-09 | 2008-10-10 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2007-10-09 | 2008-10-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2007-10-09 | 2008-10-10 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2007-10-09 | 2008-10-10 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2007-10-09 | 2008-10-10 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2007-10-09 | 2008-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-06-10 | 2007-10-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-06-10 | 2007-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-06-10 | 2007-10-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-06-10 | 2007-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-06-10 | 2007-10-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-06-10 | 2007-10-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |