Kathin Siu Ling Woo
鄔笑玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathin Siu Ling Woo (鄔笑玲), a licensed former licensee with CE reference ACL598. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-30 | 2024-12-31 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-18 | 2020-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-11 | 2014-12-05 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-02 | 2011-06-25 |