Ka Lok Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Kwok (郭家樂), a licensed Responsible Officer with CE reference ACK533. Currently licensed at 1 firm(s): Emperor International Exchange (Hong Kong) Company Limited. Active regulated activities: Type 3 - Leveraged foreign exchange trading. This person has 23.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2022-05-31 | present |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2021-11-17 | 2022-05-31 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2021-02-10 | 2021-11-17 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2010-11-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2021-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.