Siu Man Wong
王紹文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man Wong (王紹文), a licensed Representative with CE reference ACK320. Currently licensed at 1 firm(s): Emperor Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2024-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.