Isabella Ke Wu
吳柯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Isabella Ke Wu (吳柯), a licensed former licensee with CE reference ACK248. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2006-06-07 | 2012-09-27 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2006-05-17 | 2012-09-27 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-05 | 2005-12-07 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-10-05 | 2005-12-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Isabella Ke Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.