Kwing Kwan Wong
黃炯群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwing Kwan Wong (黃炯群), a licensed former licensee with CE reference ACJ711. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-04 | 2009-04-14 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-04 | 2009-04-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-13 | 2005-08-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-13 | 2005-08-04 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-23 | 2005-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-01 | 2004-07-23 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-01 | 2005-06-10 |
| Luk Fook Securities Limited 六福証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-31 |