Gan Niu Ge
葛甘牛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gan Niu Ge (葛甘牛), a licensed former licensee with CE reference ACJ342. This person has 5.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-10 | 2008-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-10 | 2008-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-10 | 2008-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-10-06 | 2006-05-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-10-06 | 2006-05-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-01-18 | 2006-05-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2004-03-01 | 2006-05-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-05-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gan Niu Ge during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.