Siu Fan Yip
葉小芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fan Yip (葉小芬), a licensed former licensee with CE reference ACJ210. This person has 6.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-15 | 2009-07-14 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-04-12 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jacky Wei Qi Li | Emperor Futures Limited | 2005–2009 |
| Suet Yeung Ng | Emperor Futures Limited | 2005–2009 |
| Pui Lan Ip | Emperor Futures Limited | 2005–2009 |
| Fong Han Lou | Emperor Futures Limited | 2005–2009 |
| Bennet Chi Kim Lui | Emperor Futures Limited | 2005–2009 |
| Hok Kam Wong | Emperor Futures Limited | 2005–2009 |
| Wa Yip | Emperor Futures Limited | 2005–2009 |
| Li Man Lam | Emperor Futures Limited | 2005–2009 |
| Barry Hak Wai Doo | Emperor Futures Limited | 2005–2009 |
| Tin Kee Kong | Emperor Futures Limited | 2005–2009 |
| Wai To Chan | Emperor Futures Limited | 2005–2009 |
| Tsz Ho Liu | Emperor Futures Limited | 2005–2009 |
| Derek Shu Man Ip | Emperor Futures Limited | 2005–2009 |
| Chan Chung | Emperor Futures Limited | 2005–2009 |
| Poon Tak Ng | Emperor Futures Limited | 2005–2009 |
| Yuk Fu Woo | Emperor Futures Limited | 2005–2009 |
| Man Lam Ma | Emperor Futures Limited | 2005–2009 |
| Kong Ng | Emperor Futures Limited | 2005–2009 |
| Yik Chong Siu | Emperor Futures Limited | 2005–2009 |
| Ngai Ting | Southwest Securities (HK) Futures Limited | 2003–2005 |