Yee Kwan Lam
林懿君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Kwan Lam (林懿君), a licensed former licensee with CE reference ACI910. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-11 | 2012-01-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-01-11 | 2012-01-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | 2011-01-11 | 2012-01-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-01-11 | 2012-01-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-26 | 2011-01-11 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-26 | 2011-01-11 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-17 | 2011-01-11 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-23 | 2008-04-03 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-04 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-04-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-04 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-04-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-04 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-04-04 |