Sanjiv Misra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjiv Misra ( ), a licensed former licensee with CE reference ACI843. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-06-01 |