Gary Sau Shan Chan
陳秀山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Sau Shan Chan (陳秀山), a licensed former licensee with CE reference ACH777. This person has 5.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-19 | 2008-09-01 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-04-19 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 - Dealing in securities | 2006-07-31 | 2009-06-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-07-31 | 2009-06-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-23 | 2006-07-31 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-23 | 2006-07-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2005-10-10 | 2006-04-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-19 | 2006-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2004-05-27 | 2006-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-05-27 | 2006-04-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Sau Shan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sze Ming How | ICEA Capital Limited | 2006–2009 |
| Man Shun Tsang | ICEA Capital Limited | 2006–2009 |
| Yick Fabian Shin | ICEA Capital Limited | 2006–2009 |
| Joseph Jason Wan | ICEA Capital Limited | 2006–2009 |
| Tak Yan Lui | ICEA Capital Limited | 2006–2009 |
| Shirley Suet Yee Chan | ICEA Capital Limited | 2006–2009 |
| Hok Ming Ma | ICEA Capital Limited | 2006–2009 |
| Kin Kan Ma | ICEA Capital Limited | 2006–2008 |
| Yuk Lun Yeung | ICEA Capital Limited | 2006–2008 |
| Cindy Wai Yee Kan | ICEA Capital Limited | 2006–2009 |
| Yingchun Zhu | ICEA Capital Limited | 2006–2009 |
| Zhirong Cao | ICEA Capital Limited | 2006–2009 |
| Manli Cheng | ICEA Capital Limited | 2006–2009 |
| Jinming Yang | ICEA Capital Limited | 2006–2009 |
| Wenzhu Yang | ICEA Capital Limited | 2006–2009 |
| Chi Hung Wong | ICEA Capital Limited | 2006–2009 |
| Chi Hang Wan | ICEA Capital Limited | 2006–2009 |
| Yi Bu | ICEA Capital Limited | 2006–2009 |
| Leonard Chu Tang | ICEA Capital Limited | 2006–2009 |
| Ka Wai Choi | ICEA Capital Limited | 2006–2008 |