Marconi Siu Tao Lau
劉少濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marconi Siu Tao Lau (劉少濤), a licensed former licensee with CE reference ACH600. This person has 14.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-20 | 2020-09-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-25 | 2017-04-07 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-02 | 2015-05-04 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2013-12-27 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-03 | 2011-12-22 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-31 | 2008-06-30 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-07-14 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-05 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marconi Siu Tao Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.