Lap Yan Tang
鄧立仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Yan Tang (鄧立仁), a licensed former licensee with CE reference ACG574. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2020-08-14 | 2021-04-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2021-04-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-14 | 2021-04-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-26 | 2005-01-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-18 | 2004-03-01 |