Shing Yum Li
李成蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yum Li (李成蔭), a licensed former licensee with CE reference ACF077. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2011-09-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-20 | 2011-09-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2011-05-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-03 | 2010-08-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2010-08-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-27 | 2009-09-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-10 | 2009-09-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-01-19 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-19 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |