Giles Richard Winstone Scott

CE No. ACE755 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Giles Richard Winstone Scott (), a licensed former licensee with CE reference ACE755. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited RO Type 1 — Dealing in securities 2007-02-16 2008-04-25
Merrill Lynch Far East Limited RO Type 1 — Dealing in securities 2007-02-16 2008-04-25
Merrill Lynch Futures (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2007-02-16 2008-04-25
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2005-05-19 2007-02-16
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities present 2007-02-16
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts present 2007-02-16
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities present 2005-03-23
Merrill Lynch Futures (Hong Kong) Limited Rep Type 5 — Advising on futures contracts present 2005-01-25
Merrill Lynch (Asia Pacific) Limited Rep Type 6 — Advising on corporate finance present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 7 — Providing automated trading services present 2005-03-23
Merrill Lynch Futures (Hong Kong) Limited Rep Type 7 — Providing automated trading services present 2005-01-25
Merrill Lynch (Asia Pacific) Limited Rep Type 9 — Asset management present 2005-01-25
Merrill Lynch Futures (Hong Kong) Limited Rep Type 9 — Asset management present 2005-01-25

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