Carol Suet Ching Lai
賴雪青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Suet Ching Lai (賴雪青), a licensed Representative with CE reference ACE727. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-28 | present |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-03-22 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2012-03-22 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-12-02 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
RO | Type 9 — Asset management | present | 2012-03-22 |