Alfred Tsai
蔡亞輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Tsai (蔡亞輝), a licensed former licensee with CE reference ACC552. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-08-10 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-07-09 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-04-22 | 2009-07-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-22 | 2009-07-01 |