Siu Kwan Sik
薛兆坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Sik (薛兆坤), a licensed former licensee with CE reference ACB771. This person has 5.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-14 | 2008-10-01 |
| MUSHK Limited | RO | Type 6 - Advising on corporate finance | 2005-10-07 | 2007-04-01 |
| MUSHK Limited | Rep | Type 6 - Advising on corporate finance | 2005-09-01 | 2005-10-07 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-29 | 2005-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kwan Sik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuk Lun Yeung | ICEA Capital Limited | 2003–2005 |
| Wan Sze Chong | ICEA Capital Limited | 2003–2005 |
| Dickson Cheng | ICEA Capital Limited | 2003–2005 |
| Wai Nam Leung | ICEA Capital Limited | 2003–2005 |
| Kin Kan Ma | ICEA Capital Limited | 2003–2005 |
| Angel On Kay Wong | ICEA Capital Limited | 2003–2005 |
| Lai Ling Tam | ICEA Capital Limited | 2003–2005 |
| Baojie Liu | ICEA Capital Limited | 2003–2005 |
| William Wai Lun Ip | ICEA Capital Limited | 2003–2004 |
| Ting Lok Lam | ICEA Capital Limited | 2003–2004 |
| Dongquan Chen | ICEA Capital Limited | 2003–2004 |
| Yi Fang | ICEA Capital Limited | 2003–2005 |
| Christopher Sze Tung Wong | ICEA Capital Limited | 2003–2004 |
| Wan Fai Hui | ICEA Capital Limited | 2003–2004 |
| Kazutoshi Ogawa | MUSHK Limited | 2005–2007 |
| Christina Yuk Man Lo | ICEA Capital Limited | 2003 |
| Tak Wah Tse | ICEA Capital Limited | 2003–2004 |
| Hiroshi Iguchi | MUSHK Limited | 2005–2007 |
| Man Sau Shum | MUSHK Limited | 2005–2007 |
| Cathina Ka Shing Lee | ICEA Capital Limited | 2003 |