Siu Kwan Sik
薛兆坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Sik (薛兆坤), a licensed former licensee with CE reference ACB771. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-14 | 2008-10-01 |
| MUSHK Limited | RO | Type 6 — Advising on corporate finance | 2005-10-07 | 2007-04-01 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | 2005-09-01 | 2005-10-07 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-29 | 2005-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-09-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 9 — Asset management | present | 2003-10-24 |