Kwok Yung Lai
黎國容
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yung Lai (黎國容), a licensed former licensee with CE reference ACB430. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-02 | 2006-12-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |