Chun Wai Chu
朱俊偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Chu (朱俊偉), a licensed former licensee with CE reference ACA601. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-04 | 2021-06-09 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-30 | 2020-02-28 |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-25 | 2015-09-09 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-29 | 2011-10-14 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-09-29 | 2011-10-14 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-22 | 2008-06-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-04 | 2008-01-21 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-04-30 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |