Jonathan Julian Ashby Gurnsey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Julian Ashby Gurnsey, a licensed former licensee with CE reference ACA412. This person has 6.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-10 | 2009-10-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-10-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2009-10-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-24 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-03 |