Man Kit (SFC:ACA168) Lau
劉文傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Kit (SFC:ACA168) Lau (劉文傑), a licensed former licensee with CE reference ACA168. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-12 | 2006-12-08 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-12 | 2006-12-08 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-12 | 2006-12-08 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-31 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-06 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-07-26 |