Jingwu Riz Liao
廖敬武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingwu Riz Liao (廖敬武), a licensed former licensee with CE reference ABZ499. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-11 | 2011-04-04 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2009-06-24 | 2011-04-04 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2009-06-24 | 2011-04-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2003-12-24 | 2006-01-26 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-24 | 2006-01-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-16 |