Joel Jens Chu
朱喬立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Jens Chu (朱喬立), a licensed former licensee with CE reference ABZ183. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-12 | 2017-04-30 |
| Midas Capital Partners Hong Kong Limited 厚德資本有限公司 |
Rep | Type 9 — Asset management | 2016-04-12 | 2017-04-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-22 | 2014-11-28 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2014-11-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2008-12-01 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-05-26 | 2008-12-01 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2006-05-26 | 2008-12-01 |