Sai Wo Lo
盧世和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Wo Lo (盧世和), a licensed former licensee with CE reference ABZ105. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-12 | 2020-12-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-21 | 2020-12-28 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-01 |