Sai Wo Lo
盧世和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Wo Lo (盧世和), a licensed former licensee with CE reference ABZ105. This person has 17.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-12 | 2020-12-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-21 | 2020-12-28 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Wo Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.